Marjorie L. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marjorie Louise Fox, who also goes by Marj Fox, was a registered financial professional .
Marjorie is a previously registered financial professional and started their career in finance in 1985. Marjorie had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2009 - April 25, 2013
CENTER STREET SECURITIES, INC.
January 15, 2009 - March 23, 2009
MIDAMERICA FINANCIAL SERVICES, INC.
January 4, 2002 - April 13, 2006
SIGNATOR INVESTORS, INC.
April 26, 1999 - January 13, 2000
NEW ENGLAND SECURITIES
March 5, 1998 - September 8, 1998
MONY SECURITIES CORPORATION
August 7, 1995 - January 27, 1998
NEW ENGLAND SECURITIES
September 13, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 13, 1990 - September 22, 1994
MONY SECURITIES CORPORATION
December 17, 1985 - December 31, 1988
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
