Ronald J. Elmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald J Elmer, who also goes by Ron Elmer, was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1985. Ronald had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2004 - October 4, 2010
EASTSLOPE ADVISORS INC.
May 15, 2000 - April 7, 2003
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
December 10, 1993 - May 31, 2000
LPL FINANCIAL LLC
February 14, 1991 - December 17, 1993
IDS LIFE INSURANCE COMPANY
February 14, 1991 - December 17, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
September 13, 1990 - November 9, 1990
DETWILER FENTON WEALTH MANAGEMENT INC
January 6, 1989 - March 4, 1991
VOYA FINANCIAL ADVISORS, INC.
November 14, 1986 - January 10, 1989
TOWER SQUARE SECURITIES, INC.
December 20, 1985 - September 29, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
