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Ronald J Elmer

CRD# 1445513·Registered 1985 - 2010
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald J Elmer, who also goes by Ron Elmer, was a registered financial advisor. Ronald was a previously registered financial advisor and started their career in finance 1985 - 2010. Ronald had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Elmer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

EASTSLOPE ADVISORS INC.·CRD# 117262
RIA
Walla Walla, WA
December 3, 2004 - October 4, 2010
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
May 15, 2000 - April 7, 2003
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 10, 1993 - May 31, 2000
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
February 14, 1991 - December 17, 1993
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
February 14, 1991 - December 17, 1993
DETWILER FENTON WEALTH MANAGEMENT INC·CRD# 16063
BD
Boston, MA
September 13, 1990 - November 9, 1990
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
January 6, 1989 - March 4, 1991
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
November 14, 1986 - January 10, 1989
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
December 20, 1985 - September 29, 1986

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1985About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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