RC
Ronald D. Coate
CONTINUUM ADVISORY
Eagle, ID 83616
Some features on this profile are disabled
CRD#: 1445295
RC
Professional summary
Ronald Duane Coate, who also goes by Ron Coate, Ronald D Coate, is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Eagle, Idaho and OSAIC WEALTH, INC. located in Eagle, Idaho.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Coate | Ronald D Coate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Continuum Advisory LLC; investment related; 873 E. State Street, Eagle, ID 83616; registered investment advisor; registered investment advisor representative; 6/2021; 120 hrs/mo; 120 hrs/mo during trading; portfolio construction, monitoring, reporting and client reviews 2) DBA Wealth Management Associates; investment related; 873 E. State Street, Eagle, ID 83616; registered representative and investment advisor; 6/2021; 120 hrs/mo; 120 hrs/mo during trading; client service, financial planning and investment management 3) COATE FINANICAL GROUP POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/15/1996 ADDRESS: 873 E State Street, Eagle, ID 83616 DESCRIPTION: Paying my operational bills and payroll for me and my assistant, Sonya Christenson. 4) Cu2Au, LLC POSITION: Officer/Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2007 ADDRESS: 873 E State Street, Eagle, ID 83616 DESCRIPTION: Collecting rent and paying operating expenses. 5) RONALD D COATE POSITION: Owner NATURE: Sole Proprietor-sale of life and disability insurance policies INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1986 ADDRESS: 873 E State Street, Eagle, ID 83616 DESCRIPTION: Analysis of insurance needs for clients, preparing quotes, applying for coverage and delivering and servicing policies. 6) WEST CENTRAL MOUNTAINS ECONOMIC DEVELOPMENT COUNCIL POSITION: At-Large Board Member NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2025 ADDRESS: PO Box 2365, McCall ID 83638, United States DESCRIPTION: Serve as a member of the Board of Directors to provide input on the economic development of the communities in the West Central Mountains of Idaho. I will be required to serve on two committees within the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Duane Coate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2021 - Present
CONTINUUM ADVISORY, LLC
Office #1: 873 E. State Street, Eagle, ID 83616RIA
CRD#: 283155
Eagle, ID
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 873 E State Street, Eagle, ID 83616RIA
BD
CRD#: 23131
Eagle, ID
Past
June 3, 2021 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Eagle, ID
Past
November 5, 2010 - July 6, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MERIDIAN, ID
Past
May 22, 2008 - November 3, 2010
PROSPERA INVESTMENT ADVISORS, LLC
RIA
CRD#: 117449
BOISE, ID
Past
May 15, 2008 - July 6, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MERIDIAN, ID
Past
January 3, 2006 - May 22, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
MERIDIAN, ID
Past
January 3, 2006 - May 22, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MERIDIAN, ID
Past
July 3, 2002 - December 31, 2005
CETERA ADVISORS LLC
RIA
CRD#: 10299
BOISE, ID
Past
July 9, 1993 - December 31, 2005
CETERA ADVISORS LLC
BD
CRD#: 10299
BOISE, ID
Past
December 23, 1985 - July 16, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
Arizona(9/11/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Hawaii(8/23/2024)
IAR
Idaho(6/3/2021)
RR
Idaho(8/23/2024)
RR
Maryland(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Mexico(8/23/2024)
IAR
North Carolina(8/22/2024)
RR
Oregon(8/23/2024)
RR
Texas(8/23/2024)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
