Mark L. Aquilino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Louis Aquilino, who also goes by Mark Aquilino, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2021 - January 26, 2022
MONNESS CRESPI HARDT & CO., INC.
December 11, 2017 - October 8, 2020
D.A. DAVIDSON & CO.
October 3, 2007 - May 30, 2017
WEDBUSH SECURITIES INC.
April 9, 2007 - May 9, 2007
LADENBURG THALMANN & CO. INC.
October 13, 2003 - January 25, 2007
RYAN BECK & CO.
April 23, 2003 - October 21, 2003
FANO SECURITIES LLC
October 7, 2002 - March 19, 2003
ABEL/NOSER CORP.
December 9, 1997 - March 28, 2000
LYNCH, JONES & RYAN LLC
March 26, 1987 - November 5, 1997
LYNCH, JONES & RYAN LLC
April 2, 1986 - March 30, 1987
BERNARD HEROLD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/12/2002
Limited Representative-Equity Trader ExamCurrent Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
