Donald K. Hall

MIAI

Dallas, TX 75251

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CRD#: 1444931

Professional summary

Donald King Hall, who also goes by Don K Hall, is a registered financial advisor currently at MIAI, INC. located in Dallas, Texas and MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Donald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don K Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald King Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2012 - Present

MIAI, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251

RIA

CRD#: 111695

Dallas, TX

Current

July 6, 2012 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251

CRD#: 103723

Dallas, TX

Past

June 1, 2009 - July 11, 2012

MORGAN STANLEY

RIA

CRD#: 149777

DALLAS, TX

Past

June 1, 2009 - July 11, 2012

MORGAN STANLEY

CRD#: 149777

DALLAS, TX

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DALLAS, TX

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DALLAS, TX

Past

June 12, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 24, 1989 - June 16, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

February 19, 1986 - March 13, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIAI, INC.

CRD#: 111695 / SEC#: 801-61363

RIA

Registered Investment Advisory firm - (8/2/2002 Approved)

Ohio

Registered Investment Advisory firm - (6/9/2004 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2002 Terminated)

West Virginia

Registered Investment Advisory firm - (6/4/2004 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/6/2012)

Kentucky
(7/6/2012)

Louisiana
(7/6/2012)

North Carolina
(11/4/2019)

Oklahoma
(8/21/2019)

Texas
(7/6/2012)

IAR

Texas
(7/9/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/14/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MIAI, INC.

CRD#: 111695 / SEC#: 801-61363

RIA

Registered Investment Advisory firm - (8/2/2002 Approved)

Ohio

Registered Investment Advisory firm - (6/9/2004 Terminated)

Texas

Registered Investment Advisory firm - (8/12/2002 Terminated)

West Virginia

Registered Investment Advisory firm - (6/4/2004 Cancelled)

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Contact information

Main Address

12222 Merit Dr Suite 1390, Dallas, TX 75251

Mailing Address

Phone number

(214) 739-5677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIAI BROCHURE 12.02.2025 (12/2/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 213,321,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Donald K. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald King Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAPLEWOOD INVESTMENTS, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

MIAI, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/1992

Series 63

Date: 2/21/1986

SIE

Date: 10/1/2018

Series 3

Date: 4/14/1989

Series 7

Date: 2/15/1986

FINRA

Current Firm

MIAI, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIAI, INC.

TRUST BUT VERIFY

Contact information

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