John A. Milano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Arthur Milano, who also goes by John A Milano, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2017 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
November 1, 2017 - December 31, 2023
CETERA FINANCIAL SPECIALISTS LLC
December 4, 2013 - November 2, 2017
WORLD INVESTMENTS, LLC
January 19, 2010 - November 2, 2017
WORLD INVESTMENTS, LLC
October 24, 2005 - January 20, 2010
CETERA FINANCIAL SPECIALISTS LLC
May 8, 1994 - October 24, 2005
C. J. M. PLANNING CORP.
August 5, 1993 - April 20, 1994
AMERICAN EXPRESS SERVICE CORPORATION
September 4, 1991 - April 20, 1994
IDS LIFE INSURANCE COMPANY
September 4, 1991 - April 20, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
April 23, 1990 - September 23, 1991
NORTH AMERICAN MANAGEMENT, INC.
March 26, 1987 - February 1, 1991
TRI-STATE FINANCIAL PLANNING ASSOCIATES
February 3, 1986 - March 11, 1987
USLIFE EQUITY SALES CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
