Michael R. Vogel

GENCAP PORTFOLIO MANAGEMENT

Tiburon, CA 94920

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CRD#: 1444904

Professional summary

Michael Reid Vogel, CFP®, who also goes by Mike Vogel, is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MICHAEL REID VOGEL IS AN INDEPENDENT LICENSED INSURANCE AGENT AND A REAL ESTATE BROKER OR DEALER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Reid Vogel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

August 25, 2015 - Present

GENCAP PORTFOLIO MANAGEMENT

Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920

RIA

CRD#: 269910

Tiburon, CA

Past

February 23, 2015 - November 17, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

TIBURON, CA

Past

January 21, 2010 - February 10, 2015

QUANTUM CAPITAL MANAGEMENT

RIA

CRD#: 143150

SAN FRANCISCO, CA

Past

March 10, 2009 - June 12, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN JOSE, CA

Past

February 13, 2006 - November 7, 2007

HENDERSON CAPITAL PARTNERS, LLC

CRD#: 29323

OAKLAND, CA

Past

August 5, 2003 - September 12, 2005

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

May 23, 2002 - June 18, 2003

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

June 26, 1998 - November 5, 2001

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

September 16, 1996 - July 2, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

February 9, 1993 - September 20, 1996

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

August 27, 1992 - October 1, 1992

R.W. SMITH & ASSOCIATES, LLC

CRD#: 16605

JERSEY CITY, NJ

Past

July 8, 1988 - August 21, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 16, 1986 - April 15, 1987

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/25/2015)

IAR

Texas
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1985

General Securities Representative Examination

Current Firm

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

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Contact information

Main Address

1100 Mar West Street Suite C, Tiburon, CA 94920

Mailing Address

Phone number

(415) 797-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FRONT ROW ADVISORS LLC (2/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 396,253,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael R. Vogel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Reid Vogel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSSPOINT CAPITAL MANAGEMENT

QUANTUM CAPITAL MANAGEMENT

CETERA WEALTH SERVICES, LLC

HENDERSON CAPITAL PARTNERS, LLC

NATIONAL FINANCIAL SERVICES LLC

PIPER SANDLER & CO.

SUTRO & CO. INCORPORATED

ALEX. BROWN & SONS INCORPORATED

SUTRO & CO. INCORPORATED

R.W. SMITH & ASSOCIATES, LLC

UBS FINANCIAL SERVICES INC.

LIBERTY CAPITAL MARKETS, INC.

Primary Firm SEC Registration

GENCAP PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/1986

Series 7

Date: 12/14/1985

Current Firm

GENCAP PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENCAP PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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