Thomas M. Palka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Palka was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - July 24, 2013
GENESIS ADVISORS
March 17, 1986 - August 4, 1997
MARINER FINANCIAL SERVICES, INC.
December 17, 1985 - April 10, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GENESIS ADVISORS
CRD#: 107805 / SEC#: 801-66498
Contact information
Red Flags
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