Daniel J. Lomeli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Lomeli, who also goes by Dan Lomeli, Danny Lomeli, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2014 - June 10, 2015
MERIDIAN EQUITY PARTNERS, INC.
February 24, 2006 - March 16, 2012
MERIDIAN EQUITY PARTNERS, INC.
September 21, 2004 - January 26, 2007
JAMES J. LOMELI, INC.
May 11, 2004 - September 8, 2004
MURIEL SIEBERT & CO., LLC
February 3, 2004 - April 8, 2004
DANIEL J. LOMELI, SOLE PROPRIETOR
December 11, 1997 - February 3, 2004
LEHMAN BROTHERS INC.
November 28, 1997 - August 3, 1999
CITIGROUP GLOBAL MARKETS INC.
July 15, 1994 - January 29, 1998
SALOMON BROTHERS INC.
May 18, 1994 - December 22, 1994
LYNCH, JONES & RYAN LLC
June 1, 1990 - January 7, 1992
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
