Theodore M. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Mccord Perry, who also goes by Theodore M Perry, Tod Perry, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1986. Theodore had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2012 - October 27, 2015
PLYMOUTH REAL ESTATE CAPITAL, LLC
February 19, 2009 - June 28, 2010
CHARLES SCHWAB & CO., INC.
May 27, 2003 - August 25, 2003
WEALTHSENSE SECURITIES LLC
February 28, 2002 - October 7, 2002
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
March 26, 1997 - March 1, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
September 13, 1991 - September 23, 1996
NEW ENGLAND SECURITIES
March 17, 1986 - July 31, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 17, 1986 - July 31, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLYMOUTH REAL ESTATE CAPITAL, LLC
CRD#: 151910 / SEC#: , 8-68411
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
