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Robert Stanley Harting

ChFC®, CLU®
CRD# 1444577·Registered 1986 - 2025
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Stanley Harting, ChFC®, CLU®, who also goes by Bob Harting, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2025. Robert had worked at 8 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Harting

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

40 years in the financial services industry

Current & Past Employments

LION STREET FINANCIAL, LLC·CRD# 165828
BD
Cleveland, OH
July 2, 2018 - October 31, 2025
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Cleveland, OH
November 1, 2017 - July 2, 2018
GIRARD SECURITIES, INC.·CRD# 18697
BD
Cleveland, OH
March 29, 2006 - November 1, 2017
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 1, 1996 - March 23, 2006
G. R. PHELPS & CO., INC.·CRD# 173
BD
July 19, 1995 - March 1, 1996
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
October 8, 1992 - July 6, 1995
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
December 11, 1991 - September 30, 1992
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
February 19, 1986 - December 12, 1991

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Current Firm

LS
LION STREET FINANCIAL, LLC

LION STREET FINANCIAL, LLC

CRD#: 165828 / SEC#: 8-69183
BD
Terminated by SEC on 01/02/2026

Contact Information

Established

Delaware since 01/07/2022

Firm Type

Limited Liability Company

Fiscal Year End

January

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LION STREET, LLCHOLDING COMPANY—
BURMEISTER, JOHN FREDRICK IIPRESIDENT & CEO4245451
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
RATAJCZAK, KARIFINANCIAL & OPERATIONS PRINCIPAL6008791

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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