Michael J. Liccar

SIGNET PRIVATE WEALTH

Chicago, IL 60606

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CRD#: 1444181

Professional summary

Michael James Liccar is a registered financial advisor currently at SIGNET PRIVATE WEALTH, LLC located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Pintsetters Brands, LLC; Non-investment related; Crete, IL; Rental Property, Brewery; Managing Member, Start date 04/2015; Approximately 10 hours per month, zero hours during securities trading hours; Duties include financial. (2)Edge Property Group, LLC; Non-investment related; Crete IL; Rental Property; Member; Start date 11/2009; Approximately zero hours per month; Duties include financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Liccar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2018 - Present

SIGNET PRIVATE WEALTH, LLC

Office #1: 150 S Wacker Drive Suite 2400, Chicago, IL 60606

RIA

CRD#: 290029

Chicago, IL

Past

May 18, 2010 - February 16, 2018

LICCAR SECURITIES, LLC

CRD#: 151034

CHICAGO, IL, IL

Past

May 23, 2000 - December 31, 2006

DON ALEXANDER INVESTMENTS, INC.

CRD#: 15931

OAK BROOK, IL

Past

December 14, 1993 - July 6, 1998

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Past

June 21, 1989 - October 16, 1990

KESSLER ASHER CLEARING L.P.

CRD#: 19493

CHICAGO, IL

Past

June 9, 1988 - April 1, 1989

LIT AMERICA, INC.

CRD#: 22381

Past

May 18, 1987 - June 9, 1988

RIALCOR/SHATKIN SECURITIES CORP.

CRD#: 15930

Past

March 11, 1987 - May 20, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

January 21, 1986 - January 2, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNET PRIVATE WEALTH, LLC

SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC

CRD#: 290029 / SEC#: 801-128034

RIA

Registered Investment Advisory firm - (5/25/2023 Approved)

Florida

Registered Investment Advisory firm - (6/2/2023 Terminated)

Illinois

Registered Investment Advisory firm - (6/2/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/20/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/15/2010

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2009

General Securities Principal Examination

Current Firm

SIGNET PRIVATE WEALTH, LLC

SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC

CRD#: 290029 / SEC#: 801-128034

RIA

Registered Investment Advisory firm - (5/25/2023 Approved)

Florida

Registered Investment Advisory firm - (6/2/2023 Terminated)

Illinois

Registered Investment Advisory firm - (6/2/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/2/2023 Terminated)

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Contact information

Main Address

150 S Wacker Drive Suite 2400, Chicago, IL 60606

Mailing Address

Phone number

(312) 796-7546

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNET PRIVATE WEALTH LLC FORM ADV PART 2A - FIRM BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 172,677,757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Liccar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Liccar's CRS (Customer Relationship Summary).

Certified licenses

Experience

LICCAR SECURITIES, LLC

DON ALEXANDER INVESTMENTS, INC.

R. D. KUSHNIR & CO.

KESSLER ASHER CLEARING L.P.

LIT AMERICA, INC.

RIALCOR/SHATKIN SECURITIES CORP.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

SIGNET PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2018

Series 63

Date: 12/13/2011

SIE

Date: 2/16/2018

Series 3

Date: 7/20/1988

Series 7

Date: 1/18/1986

Series 27

Date: 1/15/2010

Series 24

Date: 11/4/2009

Current Firm

SIGNET PRIVATE WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNET PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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