Eric A. Solis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Anthony Solis was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1986. Eric had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - December 10, 2008
TBN SECURITIES, INC.
June 21, 2007 - September 26, 2007
FINANCE 500, INC.
December 19, 2001 - June 8, 2007
VFINANCE INVESTMENTS, INC
July 14, 1998 - October 26, 2000
TORREY PINES SECURITIES, INC.
July 13, 1994 - July 16, 1998
LPL FINANCIAL LLC
August 17, 1992 - July 22, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 16, 1989 - August 24, 1992
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - November 14, 1989
LEHMAN BROTHERS INC.
June 29, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
April 3, 1986 - July 9, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TBN SECURITIES, INC.
CRD#: 103773 / SEC#: , 8-52273
Contact information
Documents
Red Flags
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