Vernon E. Bass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Edward Bass, who also goes by Vern Bass, was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1974. Vernon had worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2016 - December 31, 2017
LONGVIEW WEALTH MANAGEMENT
September 4, 2008 - May 27, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 4, 2008 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 1, 1999 - September 4, 2008
CETERA ADVISORS LLC
June 25, 1996 - September 4, 2008
CETERA ADVISORS LLC
December 8, 1994 - June 19, 1996
WEDBUSH SECURITIES INC.
November 17, 1989 - December 9, 1994
AMERICAN FRONTEER FINANCIAL CORPORATION
May 24, 1989 - January 9, 1990
WALL STREET WEST, INC.
February 5, 1985 - April 24, 1989
SECURITIES USA, INC.
December 17, 1984 - February 27, 1985
AMERICAN FRONTEER FINANCIAL CORPORATION
December 4, 1984 - December 18, 1984
J. W. GANT & ASSOCIATES, INC.
April 11, 1984 - November 29, 1984
THE STUART-JAMES COMPANY, INCORPORATED
December 8, 1983 - April 4, 1984
RICHEY, FRANKEL & COMPANY
September 17, 1983 - October 12, 1983
BLINDER, ROBINSON & CO., INC.
March 24, 1982 - October 4, 1983
CENTENNIAL STATE SECURITIES, INC.
May 6, 1980 - March 11, 1982
G. S. OMNI CORPORATION
May 28, 1978 - October 21, 1983
AMERICAN WESTERN SECURITIES, INC.
January 9, 1976 - April 5, 1980
SECO SECURITIES, INC.
March 21, 1975 - May 28, 1978
PITTMAN & COMPANY, INCORPORATED
February 3, 1975 - March 21, 1975
M.J.B. INVESTMENTS
December 10, 1974 - March 3, 1975
BIRKENMAYER INVESTMENTS, LTD.
February 1, 1974 - January 5, 1975
BARTON AND COMPANY INCORPORATED
Primary Firm SEC Registration
LONGVIEW WEALTH MANAGEMENT
CRD#: 136214 / SEC#: 801-64708
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/25/1974
Registered Representative ExaminationCurrent Firm
LONGVIEW WEALTH MANAGEMENT
CRD#: 136214 / SEC#: 801-64708
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,214 |
| AUM (Assets Under Management) | $ 1,104,703,390 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
