MK
Michelle L. Keates
JANNEY MONTGOMERY SCOTT LLC
Linwood, NJ 08221
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CRD#: 1444065
MK
Professional summary
Michelle Lenzmeier Keates, who also goes by Michelle Lenzmeier Bradway, Michelle Stephanie Bradway, Michelle Bradway, Michelle S Lenzmeier, Michelle Stephanie Lenzmeier, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Linwood, New Jersey.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michelle has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Lenzmeier Bradway | Michelle Stephanie Bradway | Michelle Bradway | Michelle S Lenzmeier | Michelle Stephanie Lenzmeier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stockton University - Board of Trustees, 101 Vera King Farris Drive, Galloway, NJ 08205-1776; Nature: Education - Not Investment Related; Title/Position: Trustee; Duties: The role of Stockton's Board of Trustees encompasses a wide-range of responsibilities in its provision of oversight to the University with a continued commitment to practice good governance; Devotes: 7 hours/month; Start Date: 05/05/2021; Not compensated. 2)Laurel Memorial Park Inc., 112 S. Oxford Ave, #804, Ventnor, NJ 08406; Nature of Business: Cemetery - Not Investment Related; Title/Position: Board Member (10/2009) - Duties: one annual mtg and quarterly committee meetings; Devotes 1 Hour/Month; Not Compensated. 3) The Charity League of Atlantic County, Po Box 356, Somers Point, NJ 08244; Nature: Charitable Organization that provides support to nine Social Agencies in the South Jersey area; Title/Position: Associate Member; Devotes 2 hours/month; Start Date 2002; Not Compensated. 4) Shore Medical Center - Planned Gifts & Development Committee, 100 Medical Center Way, Somers Point, NJ 08244; Not Investment Related; Title/Position: Planned Gifts & Development Committee Member; Duties: Develop and implement a fund-raising plan; Devotes 1 hour/month; Not compensated. 5) Stockton University, Galloway, NJ. Investment Committe Chair: duties are to help board in fiduciary duty to ensure practice of sound & wise investment strategies of institutional funds; proper implementation & execution of University's investment approach. The management of the funds are done by two outside fund managers on a discretionary basis. Neither the committee nor the chair manages the investments or handles the funds. Not compensated, 1 hr./month. 6) Stockton University, Galloway, NJ. Advancement Committee Member - Oversees continuity & viability of University Philanthropic endeavors in order to ensure well-being & sustainability of University's financial future & support of institutional priorities. 7) Stockton University, Galloway, NJ. Member of Finance and Professional Services Committee (05/2021) - Assists Board in its duties to ensure financial & economic soundness of Univ. Serves as fiscal gatekeeper providing oversight & guidance of Financial Adm and business operations. Not investment related, not compensated, less than 1 hour/month. 8) Stockton University, Galloway, NJ. Board of Trustees Audit Committee Member (10/2025). Not investment related, not compensated 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lenzmeier Keates's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michelle Lenzmeier Keates's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2005 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 New Road 2nd Floor, Linwood, NJ 08221RIA
BD
CRD#: 463
Linwood, NJ
Current
September 11, 2001 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 New Road 2nd Floor, Linwood, NJ 08221RIA
BD
CRD#: 463
Linwood, NJ
Past
October 18, 1996 - June 3, 1997
BESSEMER INVESTOR SERVICES, INC.
BD
CRD#: 17442
NEW YORK, NY
Past
April 18, 1989 - May 20, 1992
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
December 17, 1985 - July 24, 1989
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/8/2022)
RR
California(6/25/2015)
IAR
California(6/25/2015)
RR
Colorado(11/5/2014)
IAR
Colorado(11/6/2014)
RR
Delaware(1/13/2020)
RR
Florida(9/28/2001)
IAR
Florida(12/22/2010)
RR
Indiana(10/24/2008)
RR
Massachusetts(6/10/2010)
IAR
Massachusetts(12/23/2010)
RR
Minnesota(10/22/2001)
IAR
Minnesota(5/18/2021)
RR
New Jersey(9/11/2001)
IAR
New Jersey(8/29/2005)
RR
New Mexico(8/1/2022)
RR
New York(5/26/2015)
RR
North Carolina(12/12/2005)
IAR
North Carolina(4/7/2010)
RR
North Dakota(9/25/2001)
IAR
North Dakota(1/11/2011)
RR
Pennsylvania(1/4/2002)
IAR
Pennsylvania(12/23/2010)
RR
South Carolina(12/15/2006)
IAR
South Carolina(1/4/2011)
RR
South Dakota(4/14/2008)
IAR
South Dakota(12/23/2010)
RR
Tennessee(10/26/2023)
RR
Texas(6/3/2008)
IAR
Texas(10/14/2013)
RR
Virginia(12/22/2023)
RR
Washington(6/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Linwood, NJ 08221TRUST BUT VERIFY
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