Vincent S. Lucchesi

ALDEN INVESTMENT GROUP | Senior Vice President–Wealth Management

Red Bank, NJ 07701

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CRD#: 1444054

Professional summary

Vincent Stephen Lucchesi, who also goes by VInce Lucchesi, Vinnie Lucchesi, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Red Bank, New Jersey and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Vincent has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince Lucchesi | Vinnie Lucchesi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Stephen Lucchesi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Political Science, Economics

1980 - 1984

1977 - 1980

Experience

Current

December 17, 2024 - Present

ALDEN INVESTMENT GROUP

Office #1: 3 Harding Road #c, Red Bank, NJ 07701

RIA

CRD#: 317077

Red Bank, NJ

Current

December 17, 2024 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

January 13, 2006 - January 8, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Wall, NJ

Past

January 13, 2006 - January 8, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Wall, NJ

Past

June 27, 2002 - January 17, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RED BANK, NJ

Past

October 12, 2000 - January 17, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

RED BANK, NJ

Past

September 23, 1998 - October 11, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 28, 1998 - December 22, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/17/2024)

Colorado
(1/15/2025)

Delaware
(4/3/2025)

Florida
(2/17/2025)

Louisiana
(12/17/2024)

New Jersey
(12/17/2024)

IAR

New Jersey
(12/17/2024)

New York
(12/17/2024)

Pennsylvania
(12/17/2024)

South Carolina
(1/21/2025)

Virginia
(12/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/22/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/27/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Vincent S. Lucchesi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Stephen Lucchesi's CRS (Customer Relationship Summary).

Certified licenses

Education

Experience

J. ALDEN ASSOCIATES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/1998

SIE

Date: 10/1/2018

Series 31

Date: 3/22/2002

Series 7

Date: 8/27/1998

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

Contact information

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