John J. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Flynn JR, who also goes by John J Flynn, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1998 - September 14, 1998
SUNSTATE EQUITY TRADING
January 12, 1998 - September 26, 2000
GREENWICH GLOBAL, LLC
May 9, 1997 - December 8, 1997
PATTERSON TRAVIS, INC.
May 6, 1997 - May 8, 1997
SAPERSTON FINANCIAL INC.
April 25, 1997 - May 2, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 3, 1996 - June 25, 1997
AGS FINANCIAL SERVICES, INC.
May 14, 1996 - October 1, 1996
JOSEPHTHAL & CO., INC.
January 29, 1996 - March 8, 1996
RODMAN & RENSHAW INC.
July 14, 1993 - October 6, 1994
RAYMOND JAMES & ASSOCIATES, INC.
October 26, 1988 - March 17, 1993
MCMAHAN SECURITIES CO. L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/14/1998
Limited Representative-Equity Trader ExamCurrent Firm
SUNSTATE EQUITY TRADING
CRD#: 43571 / SEC#: , 8-50317
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
