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JF

John Joseph Flynn Jr

CRD# 1444023·Registered 1988 - 1998
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Flynn JR, who also goes by John J Flynn, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 1998. John had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Flynn

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SUNSTATE EQUITY TRADING·CRD# 43571
BD
Tampa, FL
February 6, 1998 - September 14, 1998
GREENWICH GLOBAL, LLC·CRD# 37304
BD
Wilton, CT
January 12, 1998 - September 26, 2000
PATTERSON TRAVIS, INC.·CRD# 16540
BD
Englewood, CO
May 9, 1997 - December 8, 1997
SAPERSTON FINANCIAL INC.·CRD# 27863
BD
Buffalo, NY
May 6, 1997 - May 8, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
April 25, 1997 - May 2, 1997
AGS FINANCIAL SERVICES, INC.·CRD# 38006
BD
Chicago, IL
October 3, 1996 - June 25, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
May 14, 1996 - October 1, 1996
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
January 29, 1996 - March 8, 1996
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
July 14, 1993 - October 6, 1994
MCMAHAN SECURITIES CO. L.P.·CRD# 22123
BD
Greenwich, CT
October 26, 1988 - March 17, 1993

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Current Firm

SE
SUNSTATE EQUITY TRADING

SUNSTATE EQUITY TRADING | SUNSTATE TRADING COMPANY | SUNSTATE EQUITY TRADING, INC.

CRD#: 43571 / SEC#: 8-50317
BD
Cancelled by SEC on 02/25/2008

Contact Information

Established

Florida since 06/20/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KELLY, JAMES ROBERTOWNER/CHAIRMAN1323155

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1998

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2000About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1998About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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