Gordon P. Lewis
Professional summary
Gordon Philip Lewis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gordon is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Gordon had worked at 4 firms, which includes FIRST SECURITIES USA INC., FIRST ASSOCIATED SECURITIES GROUP INC., SENTRA SECURITIES CORPORATION, TRIPLE CHECK FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1999 - December 5, 2003
FIRST SECURITIES USA, INC.
March 28, 1990 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
January 28, 1986 - April 21, 1987
SENTRA SECURITIES CORPORATION
December 17, 1985 - October 31, 1989
TRIPLE CHECK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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