Michael J. Greiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Greiner, who also goes by Mike Greiner, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - March 11, 2020
MERCER GLOBAL ADVISORS INC.
October 29, 2014 - December 31, 2017
BLUE MOON WEALTH ADVISORY, LLC.
January 27, 2014 - October 2, 2014
SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC
July 25, 2007 - December 31, 2013
SUMMIT ASSET STRATEGIES WEALTH MANAGEMENT, LLC
May 3, 1993 - July 26, 2007
A. G. EDWARDS & SONS, INC.
April 2, 1993 - July 26, 2007
A. G. EDWARDS & SONS, INC.
April 12, 1988 - February 17, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 10, 1986 - May 4, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
