Robin H. Vaughan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Hughey Vaughan, who also goes by Robin Denise Hughey, Denise Vaughan, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1986. Robin had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1987 - November 30, 1992
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
June 10, 1987 - November 13, 1987
EASTERN CAPITAL SECURITIES, INC.
March 6, 1987 - May 4, 1987
FORESTERS FINANCIAL SERVICES, INC.
May 1, 1986 - February 26, 1987
UNITED FINANCIAL INVESTMENTS, INC.
January 24, 1986 - April 18, 1986
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
CRD#: 15780 / SEC#: , 8-32414
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
