Kenneth W. Cooperman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Cooperman, who also goes by Ken Cooperman, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 11 firms and has passed the Series 65, Series 63, Series 2, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2019 - August 26, 2019
TWIN FOCUS CAPITAL PARTNERS, LLC
November 18, 2013 - April 12, 2019
WINDROSE ADVISORS LLC
January 10, 2011 - June 7, 2012
FIDUCIARY INVESTMENT GROUP LLC
September 2, 2010 - December 31, 2010
FIDUCIARY INVESTMENT GROUP LLC
November 20, 2008 - March 5, 2009
FIDUCIARY TRUST INTERNATIONAL, LLC
March 8, 2000 - February 13, 2001
J. P. MORGAN ADVISORY SERVICES INC.
January 20, 2000 - March 10, 2000
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 10, 1999 - January 28, 2000
JPMSI
December 20, 1996 - September 24, 1998
FURTHER LANE SECURITIES, L.P.
February 8, 1995 - November 3, 1995
MORGAN STANLEY DW INC.
April 23, 1991 - March 2, 1993
FIDELITY BROKERAGE SERVICES LLC
September 26, 1986 - February 5, 1991
FIDELITY BROKERAGE SERVICES LLC
January 16, 1986 - April 4, 1986
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TWIN FOCUS CAPITAL PARTNERS, LLC
CRD#: 140522 / SEC#: 801-66717
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/23/1994
Non-Member General Securities ExaminationCurrent Firm
TWIN FOCUS CAPITAL PARTNERS, LLC
CRD#: 140522 / SEC#: 801-66717
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 4,048,279,609 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/05/2024 | ||
| 03/16/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
