Timothy P. Ciraulo
Professional summary
Timothy Peter Ciraulo, who also goes by Timothy P Ciraulo, is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Boca Raton, Florida and HENNION & WALSH, INC. located in Boca Raton, Florida.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Peter Ciraulo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 777 Yamato Road Suite 300, Boca Raton, FL 33431December 13, 2013 - Present
HENNION & WALSH, INC.
Office #1: 777 Yamato Road Suite 500, Boca Raton, FL 33431February 15, 2013 - December 31, 2013
PMK SECURITIES & RESEARCH, INC.
January 7, 2013 - February 3, 2014
PMK CAPITAL ADVISORS INC
October 22, 2002 - December 31, 2013
PMK SECURITIES & RESEARCH, INC.
April 29, 1999 - January 30, 2006
INVESTMENT SCIENCES, INC.
September 30, 1991 - November 18, 2002
COMPREHENSIVE CAPITAL CORPORATION
July 11, 1988 - September 30, 1991
G. K. SCOTT & CO., INC.
August 19, 1987 - July 16, 1988
BROWNSTONE-SMITH SECURITIES CORP.
July 21, 1987 - September 16, 1987
PARKER JAMESON, INC.
December 17, 1985 - July 29, 1987
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2013)
(4/18/2018)
(6/6/2019)
(7/29/2015)
(12/26/2013)
(9/1/2016)
(12/26/2013)
(12/16/2013)
(1/17/2014)
(1/9/2014)
(1/14/2014)
(1/2/2014)
(11/28/2023)
(1/16/2014)
(2/26/2025)
(1/24/2014)
(1/13/2014)
(9/25/2019)
(6/11/2019)
(2/23/2021)
(4/25/2017)
(10/3/2023)
(8/21/2018)
(1/8/2014)
Exams
FINRA
Current Firm
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 10/27/2023 | ||
| 09/28/2022 |
Red Flags
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Company Information
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236Boca Raton, FL 33431TRUST BUT VERIFY
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