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Kirt Frederick Bjork

CRD# 1443211·Registered 1986 - 2013
Previously Registered: Being a previously registered professional could mean that Kirt is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kirt Frederick Bjork, who also goes by Kirk Frederick Bjork, was a registered financial advisor. Kirt was a previously registered financial professional and started their career in finance 1986 - 2013. Kirt had worked at 9 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kirk Frederick Bjork

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

TRINITY DISTRIBUTORS LLC·CRD# 104084
BD
Mequon, WI
September 27, 2000 - June 19, 2013
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.·CRD# 47661
BD
Stamford, CT
April 24, 2000 - October 3, 2000
AELTUS CAPITAL, INC·CRD# 24928
BD
Hartford, CT
May 30, 1997 - July 17, 1998
STRONG INVESTMENTS, INC.·CRD# 15658
BD
Menomonee Falls, WI
December 8, 1995 - October 3, 1996
BISYS SHELF B/D (1), INC.·CRD# 26501
BD
Boston, MA
October 19, 1994 - August 31, 1995
WILLAMETTE SECURITIES, INC.·CRD# 32451
BD
Portland, OR
October 18, 1994 - September 1, 1995
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
May 13, 1993 - August 31, 1995
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
January 14, 1991 - October 6, 1992
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
July 9, 1990 - December 6, 1990
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
May 13, 1986 - November 30, 1988

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Current Firm

TD
TRINITY DISTRIBUTORS LLC

TRINITY DISTRIBUTORS LLC

CRD#: 104084 / SEC#: 8-52540
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

Wisconsin since 10/15/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BJORK, KIRT FREDERICKPRESIDENT1443211
BJORK, KIRT FREDERICKPRESIDENT, CHIEF COMPLIANCE OFFICER1443211

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1985About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 1994About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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