Mark A. Adamski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Adamski, who also goes by Mark Athony Adamski, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2013 - September 30, 2020
CADARET, GRANT & CO., INC.
September 3, 2013 - September 30, 2020
CADARET, GRANT & CO., INC.
July 12, 2011 - September 19, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 11, 2011 - September 19, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 10, 2003 - June 30, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
September 29, 2000 - December 5, 2003
MAIN STREET MANAGEMENT COMPANY
July 9, 1987 - September 6, 2000
ENSEMBLE FINANCIAL SERVICES, INC.
January 14, 1986 - July 16, 1987
COMMUNITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
