Theodore J. Moreau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Joseph Moreau SR., who also goes by Ted Moreau, Theodore Joseph Moreau, Tj Moreau, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1986. Theodore had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2014 - August 23, 2016
VIRTU ITG LLC
July 2, 2012 - August 11, 2014
VIRTU AMERICAS LLC
March 21, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 10, 2010 - January 12, 2012
WJB CAPITAL GROUP, INC.
January 1, 1986 - January 26, 2005
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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