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Linda Lois Sutton

CRD# 1443037·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Linda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Linda Lois Sutton, who also goes by Linda Lois Gold, Linda Lois Lieberson, was a registered financial advisor. Linda was a previously registered financial professional and started their career in finance 1986 - 2017. Linda had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Linda Lois Gold, Linda Lois Lieberson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SUTTON ADVISORS, PLC·CRD# 124963
RIA
Lansing, MI
September 20, 2010 - August 10, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Lansing, MI
December 8, 2003 - February 25, 2015
QA3 FINANCIAL CORP.·CRD# 14754
BD
Omaha, NE
December 19, 2001 - December 17, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Fairfield, IA
September 29, 2000 - December 20, 2001
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
November 1, 1996 - September 29, 2000
STATE FIRST FINANCIAL, INC.·CRD# 26375
BD
October 3, 1990 - November 1, 1996
CENTENNIAL FINANCIAL SERVICES, INC.·CRD# 15819
BD
Lansing, MI
February 10, 1986 - September 27, 1990

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Current Firm

SA
SUTTON ADVISORS, PLC

SUTTON ADVISORS, P/C | SUTTON ADVISORS, PLC

CRD#: 124963

Contact Information

Main Address

2201 E.grand River Avenue, Lansing, MI 48912

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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