Robin S. Haskel-epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Sue Haskel-epstein, who also goes by Robin Haskel Epstein, Robin Sue Epstein, Robin Sue Haskel, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1986. Robin had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - September 7, 2022
SECUREVEST FINANCIAL GROUP
October 6, 2009 - September 2, 2014
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
November 30, 1999 - October 27, 2009
J. B. HANAUER & CO.
September 14, 1992 - July 20, 1994
UBS FINANCIAL SERVICES INC.
April 30, 1991 - August 27, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
January 21, 1986 - April 30, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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