Beth A. Hetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Ann Hetzel, who also goes by Beth Ann Maier, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1985. Beth had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - July 7, 2017
PFM FUND DISTRIBUTORS, INC.
January 20, 2010 - September 15, 2011
FIRSTMERIT ADVISORS, INC.
October 6, 2009 - September 15, 2011
FIRSTMERIT FINANCIAL SERVICES, INC
January 18, 2007 - October 30, 2009
INVEST FINANCIAL CORPORATION
May 9, 2006 - October 30, 2009
INVEST FINANCIAL CORPORATION
February 14, 2005 - January 25, 2006
NATCITY INVESTMENTS, INC.
August 7, 2001 - April 1, 2004
BACAP DISTRIBUTORS, LLC
December 11, 1985 - May 1, 2000
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PFM FUND DISTRIBUTORS, INC.
CRD#: 114474 / SEC#: , 8-53496
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
