Jordan L. Kimmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Ladd Kimmel was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1986. Jordan had worked at 23 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2021 - March 27, 2024
VALUENGINE CAPITAL MANAGEMENT LLC
May 29, 2020 - November 12, 2021
LEBENTHAL GLOBAL ADVISORS, LLC
May 21, 2020 - October 20, 2021
LEBENTHAL FINANCIAL SERVICES, INC.
January 2, 2018 - May 21, 2020
VANDERBILT SECURITIES, LLC
November 1, 2017 - May 21, 2020
GITTERMAN WEALTH MANAGEMENT, LLC
May 16, 2016 - October 30, 2017
FACTS ASSET MANAGEMENT LLC
February 3, 2016 - October 30, 2017
B. RILEY WEALTH ADVISORS, INC.
January 25, 2016 - February 17, 2016
NATIONAL SECURITIES CORPORATION
February 27, 2015 - July 15, 2015
CERTUSSECURITIES, INC.
June 2, 2014 - October 30, 2017
S.A.F.E. MANAGEMENT LLC
January 2, 2014 - October 30, 2017
KCD FINANCIAL, INC.
October 21, 2013 - May 13, 2014
KCD FINANCIAL, INC.
July 18, 2012 - May 24, 2013
BENJAMIN SECURITIES, INC.
May 16, 2011 - September 23, 2011
T3 TRADING GROUP, LLC
September 2, 2010 - November 3, 2010
MARK BOYAR & COMPANY, INC.
August 12, 2009 - July 29, 2010
B. RILEY WEALTH ADVISORS, INC.
May 8, 2009 - July 15, 2009
NATIONAL SECURITIES CORPORATION
May 3, 2006 - October 2, 2007
B. RILEY WEALTH ADVISORS, INC.
February 22, 2006 - October 2, 2007
NATIONAL SECURITIES CORPORATION
December 8, 2005 - January 24, 2006
TOCQUEVILLE SECURITIES L.P.
September 3, 2002 - October 17, 2005
BROOKSTREET SECURITIES CORPORATION
June 4, 2001 - September 25, 2002
THE CONCORD EQUITY GROUP, LLC
March 10, 1997 - June 5, 2001
FIRST MONTAUK SECURITIES CORP.
August 29, 1994 - March 14, 1997
MORGAN STANLEY DW INC.
January 15, 1991 - August 17, 1994
UBS FINANCIAL SERVICES INC.
February 14, 1989 - January 17, 1991
A. G. EDWARDS & SONS, INC.
September 4, 1986 - February 25, 1989
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
January 14, 1986 - August 22, 1986
SWINK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/27/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VALUENGINE CAPITAL MANAGEMENT LLC
CRD#: 175004 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 127 |
| AUM (Assets Under Management) | $ 19,095,866 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
