William T. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Terence Burke, who also goes by Terry Burke, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 8 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2005 - October 4, 2012
HIGH SECURITIES, LTD.
January 10, 2003 - May 12, 2003
GRIFFIN FINANCIAL GROUP, LLC
January 2, 2001 - May 21, 2001
MESIROW FINANCIAL, INC.
October 16, 2000 - January 2, 2001
SUNCOAST CAPITAL GROUP, LTD.
June 12, 1996 - January 22, 1999
HOPPER SOLIDAY & CO., INC.
November 1, 1988 - May 15, 1996
MERIDIAN SECURITIES, INC.
July 28, 1986 - January 7, 1987
MORGAN STANLEY DW INC.
May 30, 1986 - June 17, 1986
FIRST CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGH SECURITIES, LTD.
CRD#: 17134 / SEC#: , 8-35079
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGH REAL ESTATE GROUP, LLC | OWNER | |
| HIGH, S DALE | DIRECTOR/OWNER | 1463827 |
| BIONDOLILLO, KAREN ANN | VICE PRESIDENT | 5955925 |
| BURKE, WILLIAM TERENCE | VICE PRESIDENT/TREASURER/CFO | 1442594 |
| COOLEY, NEVIN D | CHAIRMAN/CEO | 2671506 |
| STAUFFER, ROBIN D | SECRETARY | 2885718 |
| TAHSLER, BRUCE DONALD | VICE PRESIDENT | 2194082 |
| YOUNG, DERRY LYNN | PRESIDENT/CCO | 1823633 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
