Alberto E. Lugo
Professional summary
Alberto Edward Lugo, who also goes by Albert Lugo, is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in St Louis, Missouri.
Alberto is registered as a RR (Registered Representative) and started their career in finance in 1987. Alberto has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alberto Edward Lugo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2008 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 1227 Fern Ridge Parkway, St Louis, MO 63141January 18, 2002 - December 31, 2007
MUTUAL SERVICE CORPORATION
May 21, 1996 - December 31, 2001
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - May 29, 1996
ADVANTAGE CAPITAL CORPORATION
August 3, 1987 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2008)
(1/2/2008)
(1/2/2008)
(8/24/2023)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460St Louis, MO 63141TRUST BUT VERIFY
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