Salvatore Santangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Santangelo, who also goes by Sal Santangelo, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1996. Salvatore had worked at 3 firms and has passed the Series 63, Series 25, Series 7 and Series 7B exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2000 - June 8, 2004
BEACONS STRATEGIC CAPITAL, INC.
July 16, 1997 - December 15, 1998
APEX CLEARING CORPORATION
November 13, 1996 - May 21, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 5/9/2002
NYSE Trading Assistant ExaminationSeries 7B
Date: 11/25/1995
Floor Broker ExaminationCurrent Firm
BEACONS STRATEGIC CAPITAL, INC.
CRD#: 32754 / SEC#: , 8-41221
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
