Marion F. Bass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marion Frederick Bass JR, who also goes by Marion F Bass Jr, was a registered financial professional .
Marion is a previously registered financial professional and started their career in finance in 1970. Marion had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1979 - December 17, 2001
MARION BASS SECURITIES CORPORATION
September 2, 1977 - July 16, 1984
THE PIONEER GROUP, INC.
April 8, 1974 - June 25, 1979
INVESTORS FINANCIAL PLANNING, INC.
June 15, 1973 - April 7, 1974
CISCO OF AMERICA, INC.
January 2, 1970 - October 20, 1973
INVESTORS FINANCIAL PLANNING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/27/1967
Registered Representative ExaminationSeries 00
Date: 10/29/1969
General Securities Principal ExaminationCurrent Firm
MARION BASS SECURITIES CORPORATION
CRD#: 7961 / SEC#: , 8-23820
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
