Richard B. Millus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Bruce Millus was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2007 - November 17, 2017
SUMMIT FINANCIAL RESOURCES INC
May 1, 2007 - November 17, 2017
SUMMIT EQUITIES, INC.
May 1, 2007 - November 17, 2017
SUMMIT EQUITIES, INC.
June 3, 2004 - April 17, 2007
OSAIC FA, INC.
January 13, 2003 - April 5, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - April 17, 2007
OSAIC FA, INC.
October 31, 1994 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 15, 1988 - July 15, 1993
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL RESOURCES INC
CRD#: 104990 / SEC#: 801-18223
Contact information
Red Flags
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