Jeff Rummells

PINNACLE WEALTH MANAGEMENT

Dyersburg, TN 38024

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CRD#: 1441857

Professional summary

Jeff Rummells, who also goes by Jeffrey Jon Rummells, Jeffrey Jon Rummels, is a registered financial advisor currently at PINNACLE WEALTH MANAGEMENT, LLC located in Dyersburg, Tennessee.

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jeff has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Jon Rummells | Jeffrey Jon Rummels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TANJE ENTERPRISES DYERSBURGE, TN 38024 SINCE 4/1/2001 TRADING HRS-0; TOTAL HRS-1 50% OWNER--TOOL DEVELOPEMENT CO. HOPE PROPERTIES DYERSBURGE, TN 38024 SINCE 01/2003 TRADING HRS-0; TOTAL HRS-1hr/week 40% owner - Student housing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Rummells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2016 - Present

PINNACLE WEALTH MANAGEMENT, LLC

Office #1: 600 U.s. Hwy 51 Byp. E., Dyersburg, TN 38024

RIA

CRD#: 283919

Dyersburg, TN

Past

March 8, 2012 - July 28, 2016

SRI, LLC

RIA

CRD#: 160160

DYERSBURG, TN

Past

March 2, 2004 - November 24, 2010

EDWARD JONES

RIA

CRD#: 250

DYERSBURG, TN

Past

January 22, 1986 - November 24, 2010

EDWARD JONES

CRD#: 250

DYERSBURG, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/2/2016)

IAR

Texas
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

PINNACLE WEALTH MANAGEMENT, LLC

CRD#: 283919 / SEC#:

Missouri

Registered Investment Advisory firm - (11/7/2016 Approved)

Tennessee

Registered Investment Advisory firm - (7/12/2016 Approved)

Texas

Registered Investment Advisory firm - (2/7/2017 Conditional Restricted)

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Contact information

Main Address

600 U.s. Hwy 51 Byp. E., Dyersburg, TN 38024

Mailing Address

Phone number

(731) 287-4646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	332
AUM (Assets Under Management)	$ 80,857,007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeff Rummells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Rummells's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE WEALTH MANAGEMENT, LLC

SRI, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2004

Series 63

Date: 3/17/1986

Series 7

Date: 1/18/1986

Current Firm

PINNACLE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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