Bennett J. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bennett J Cooper, who also goes by Ben Cooper, was a registered financial professional .
Bennett is a previously registered financial professional and started their career in finance in 1988. Bennett had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2005 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.
November 1, 2002 - July 22, 2003
RAMPART FINANCIAL SERVICES, INC.
September 24, 1997 - November 6, 2000
SIGNATOR INVESTORS, INC.
March 1, 1996 - January 16, 1997
MML INVESTORS SERVICES, LLC
April 5, 1988 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAMPART FINANCIAL SERVICES, INC.
CRD#: 43294 / SEC#: , 8-50218
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
