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Bennett J Cooper

CRD# 1441586·Registered 1988 - 2013
Previously Registered: Being a previously registered professional could mean that Bennett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bennett J Cooper, who also goes by Ben Cooper, was a registered financial advisor. Bennett was a previously registered financial professional and started their career in finance 1988 - 2013. Bennett had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Cooper

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

RAMPART FINANCIAL SERVICES, INC.·CRD# 43294
BD
Doylestown, PA
June 1, 2005 - December 23, 2013
RAMPART FINANCIAL SERVICES, INC.·CRD# 43294
BD
Doylestown, PA
November 1, 2002 - July 22, 2003
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
September 24, 1997 - November 6, 2000
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 1, 1996 - January 16, 1997
G. R. PHELPS & CO., INC.·CRD# 173
BD
April 5, 1988 - March 1, 1996

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Current Firm

RF
RAMPART FINANCIAL SERVICES, INC.

RAMPART FINANCIAL SERVICES, INC.

CRD#: 43294 / SEC#: 8-50218
BD
Terminated by SEC on 02/24/2014

Contact Information

Established

Pennsylvania since 03/14/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLATT, HOWARD JOSEPHVICE PRESIDENT / SECRETARY23348
BRANCA, FRANCIS PETER SRPRESIDENT / CHIEF COMPLIANCE OFFICER1044551
MORRIS, STANLEY JAYVICE PRESIDENT2890327
KINZER, CAROL ANNCFO/FINOP4519471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1988About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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