Jasjeet S. Sood

SILVER TIGER ADVISORS

Greenwich, CT

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CRD#: 1441430

Professional summary

Jasjeet Singh Sood, who also goes by J. Sood, is a registered financial advisor currently at SILVER TIGER ADVISORS located in Greenwich, Connecticut and GREENWICH CAPITAL PARTNERS, LLC located in Greenwich, Connecticut.

Jasjeet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jasjeet has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Sood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SILVER TIGER ADVISORS LLC (INVESTMENT-RELATED) 135 MILBANK AVENUE WEST GREENWICH, CT 06878 INVESTMENT ADVISOR MANAGING PARTNER AND FOUNDER APPROXIMATELY 10 HOURS PER MONTH APPROXIMATELY 10% Of SECURITY TRADING HOURS. GENERAL MANAGEMENT AND NEW BUSINESS DEVELOPMENT. COMPENSATION IS ASSET-BASED 2) Guidepoint Consulting, (9/2024 to open). General consulting services, as requested. not investment related. No conflict. Up to 10 hours per year. Interview Fee = $1,000/hour.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jasjeet Singh Sood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2019 - Present

SILVER TIGER ADVISORS

RIA

CRD#: 305189

Greenwich, CT

Current

January 21, 2020 - Present

GREENWICH CAPITAL PARTNERS, LLC

Office #2: 135 Milbank Avenue West, Greenwich, CT 06830

CRD#: 305693

Greenwich, CT

Past

March 15, 2012 - December 31, 2014

GREENWICH ENERGY INVESTMENTS, LLC

RIA

CRD#: 160428

RIVERSIDE, CT

Past

December 15, 2011 - July 10, 2018

GREENWICH ENERGY CAPITAL ADVISORS

CRD#: 157945

Greenwich, CT

Past

June 10, 2002 - October 17, 2003

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

Past

October 26, 1999 - May 16, 2000

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

December 18, 1998 - December 23, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 15, 1998 - December 18, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/12/2021)

Arizona
(3/1/2021)

California
(2/11/2021)

Colorado
(2/25/2021)

IAR

Connecticut
(9/6/2019)

Connecticut
(2/5/2020)

Delaware
(8/3/2022)

District of Columbia
(3/17/2021)

Florida
(3/30/2021)

Georgia
(2/16/2021)

Idaho
(8/3/2022)

Illinois
(5/10/2021)

Indiana
(3/19/2021)

Iowa
(2/2/2021)

Kansas
(8/4/2022)

Louisiana
(8/3/2022)

Maryland
(3/15/2021)

Massachusetts
(3/16/2021)

Michigan
(2/12/2021)

Minnesota
(3/11/2021)

Nevada
(8/4/2022)

New Hampshire
(11/16/2022)

New Jersey
(2/25/2021)

New York
(2/2/2021)

North Carolina
(3/23/2021)

Ohio
(3/12/2021)

Oklahoma
(2/2/2021)

Oregon
(3/1/2021)

Pennsylvania
(3/16/2021)

Rhode Island
(7/26/2022)

South Carolina
(7/26/2022)

Texas
(2/23/2021)

Utah
(2/9/2021)

Virginia
(3/4/2021)

Washington
(2/17/2021)

Wisconsin
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 7/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SILVER TIGER ADVISORS

GREENWICH CAPITAL PARTNERS | SILVER TIGER ADVISORS LLC | SILVER TIGER ADVISORS

CRD#: 305189 / SEC#:

Connecticut

Registered Investment Advisory firm - (9/6/2019 Approved)

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Contact information

Main Address

Greenwich, CT

Mailing Address

Phone number

(203) 561-5870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,820,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jasjeet S. Sood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jasjeet Singh Sood's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWICH CAPITAL PARTNERS, LLC

GREENWICH ENERGY INVESTMENTS, LLC

GREENWICH ENERGY CAPITAL ADVISORS

PORTIGON SECURITIES INC.

NATWEST MARKETS SECURITIES INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2011

Series 63

Date: 6/23/2011

Series 99TO

Date: 1/2/2023

Series 82TO

Date: 1/2/2023

SIE

Date: 7/10/2018

Series 7

Date: 6/19/2011

Series 24

Date: 6/30/2011

FINRA

Current Firm

SILVER TIGER ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVER TIGER ADVISORS

TRUST BUT VERIFY

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