RC
Raymond A. Coscia
VOYA FINANCIAL ADVISORS
Quincy, MA
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CRD#: 1441324
RC
Professional summary
Raymond Arthur Coscia, who also goes by Raymond A Coscia, Raymond Arthur Cosica, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Quincy, Massachusetts.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond A Coscia | Raymond Arthur Cosica
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Notary Public; No; 122 S Walnut St; Quincy; MA; 02169; Notary Public associated with the Commonwealth of MA; Notary Public; 12/11/1996; 0; 0; Notarize documents|
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Arthur Coscia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond Arthur Coscia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #2: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Quincy, MA
Current
October 15, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Boston, MA
Past
September 28, 2016 - October 26, 2021
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
BRAINTREE, MA
Past
January 6, 2014 - October 26, 2021
VOYA RETIREMENT ADVISORS, LLC
RIA
CRD#: 3989
WINDSOR, CT
Past
November 22, 2013 - September 28, 2016
VOYA RETIREMENT ADVISORS, LLC
BD
CRD#: 3989
WINDSOR, CT
Past
January 3, 2012 - March 8, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 26, 2009 - January 3, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
August 20, 2005 - March 7, 2009
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
October 13, 2004 - August 20, 2005
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
March 11, 1997 - October 15, 2004
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
March 1, 1996 - April 14, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/20/2020)
RR
Alaska(10/20/2020)
RR
Arizona(10/20/2020)
RR
Arkansas(10/20/2020)
RR
California(10/20/2020)
RR
Colorado(10/20/2020)
RR
Connecticut(10/20/2020)
RR
Delaware(10/20/2020)
RR
District of Columbia(10/20/2020)
RR
Florida(10/20/2020)
RR
Georgia(10/20/2020)
RR
Hawaii(10/20/2020)
RR
Idaho(10/20/2020)
RR
Illinois(10/20/2020)
RR
Indiana(10/20/2020)
RR
Iowa(10/20/2020)
RR
Kansas(10/20/2020)
RR
Kentucky(10/20/2020)
RR
Louisiana(10/20/2020)
RR
Maine(10/20/2020)
RR
Maryland(10/20/2020)
RR
Massachusetts(10/20/2020)
IAR
Massachusetts(10/28/2020)
RR
Michigan(10/20/2020)
RR
Minnesota(10/20/2020)
RR
Mississippi(10/20/2020)
RR
Missouri(10/20/2020)
RR
Montana(10/20/2020)
RR
Nebraska(10/20/2020)
RR
Nevada(10/20/2020)
RR
New Hampshire(10/20/2020)
RR
New Jersey(10/20/2020)
RR
New Mexico(10/20/2020)
RR
New York(10/20/2020)
IAR
New York(10/11/2022)
RR
North Carolina(10/20/2020)
RR
North Dakota(10/20/2020)
RR
Ohio(10/20/2020)
RR
Oklahoma(10/20/2020)
RR
Oregon(10/20/2020)
RR
Pennsylvania(10/20/2020)
RR
Puerto Rico(10/20/2020)
RR
Rhode Island(10/20/2020)
RR
South Carolina(10/20/2020)
RR
South Dakota(10/20/2020)
RR
Tennessee(10/20/2020)
RR
Texas(10/20/2020)
IAR
Texas(11/10/2020)
RR
Utah(10/20/2020)
RR
Vermont(10/20/2020)
RR
Virgin Islands(10/20/2020)
RR
Virginia(10/20/2020)
RR
Washington(10/20/2020)
RR
West Virginia(10/20/2020)
RR
Wisconsin(10/20/2020)
RR
Wyoming(10/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
