Dion M. Collins
Professional summary
Dion Mitchell Collins, CFP® is a registered financial advisor currently at JAMES CURTIS FINANCIAL AND INSURANCE SERVICES located in Fullerton, California.
Dion is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Dion has worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dion Mitchell Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2019 - Present
JAMES CURTIS FINANCIAL AND INSURANCE SERVICES
March 6, 2000 - March 3, 2019
COLLINS ADVISORY
November 6, 1995 - August 31, 2004
SECURITIES AMERICA, INC.
January 14, 1991 - November 8, 1995
NEWPORT COAST SECURITIES, INC.
August 4, 1989 - September 16, 1989
AMERICAN CAPITAL CORPORATION
March 4, 1989 - January 25, 1991
FEDERATION FOR FINANCIAL INDEPENDENCE
November 7, 1988 - July 29, 1989
BALBOA CAPITAL CORPORATION
August 29, 1988 - November 3, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
July 13, 1987 - September 6, 1988
WASHINGTON NATIONAL EQUITY COMPANY
January 21, 1986 - June 5, 1987
WADDELL & REED
December 17, 1985 - January 30, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2019)
(5/14/2019)
Exams
Current Firm
JAMES CURTIS FINANCIAL AND INSURANCE SERVICES
CRD#: 169643 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 89,688,676 |
Red Flags
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