William R. Gurtin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Gurtin was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2008 - January 3, 2022
GURTIN MUNICIPAL BOND MANAGEMENT
April 2, 2007 - February 8, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - February 8, 2008
MORGAN STANLEY & CO. LLC
March 8, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
January 25, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
March 17, 1995 - January 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 1985 - April 13, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/8/1986
Foreign Currency Options ExaminationSeries 5
Date: 12/20/1985
Interest Rate Options ExaminationCurrent Firm
GURTIN MUNICIPAL BOND MANAGEMENT
CRD#: 143597 / SEC#: 801-68396
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,078 |
| AUM (Assets Under Management) | $ 20,585,127,367 |
Red Flags
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