Kenneth L. Mullinax

NPV ADVISORY SERVICES

Cartersville, GA 30120

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CRD#: 1441002

Professional summary

Kenneth Lane Mullinax, CFP®, who also goes by Lane Mullinax, is a registered financial advisor currently at NPV ADVISORY SERVICES, LLC located in Cartersville, Georgia.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Kenneth has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Biography

Whether providing advice regarding  tax, investments & wealth management, business structure & strategy, or retirement plan design ...

NPV Advisory works as a fiduciary. No commissions are ever accepted. You pay only for our holistic, experience-based advice.

Financial Planning for families and Individuals is done without any expectation of asset management. Each of these tasks are separate, but both - when EITHER is provided - are held to the fudiciary standard.

Lane's credentials

Education

Executive Juris Doctorate (2014)

Concord Law School, Purdue University Global

MBA, Finance Specialization (2008)

Walden University

Bachelor of Business Administration (2005)

Mercer University - Stetson School of Business & Economics

Professional Designations

 CFP® - Certified Financial Planner

CFP Board, Washington DC

CRPS - Chartered Retirement Plans Specialist

College for Financial Planning, Denver CO

Question & Answer

What are your service offerings?

Estate Planning

Comprehensive Financial Planni...

Tax Planning

Employee and Employer Plan Ben...

Investment Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Estate & Generational Planning...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

How do you get paid?

Fee Only

Are you a "fiduciary"?

Yes

Aliases

Lane Mullinax

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lane Mullinax's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

February 3, 2017 - Present

NPV ADVISORY SERVICES, LLC

Office #1: 1202 N. Tennessee Street Suite 303, Cartersville, GA 30120

RIA

CRD#: 172497

Cartersville, GA

Past

August 28, 2014 - December 31, 2016

NPV ADVISORY SERVICES, LLC

RIA

CRD#: 172497

CARTERSVILLE, GA

Past

March 9, 2006 - December 31, 2010

MULLINAX CAPITAL & RETIREMENT PLAN SVCS., LLC

RIA

CRD#: 131990

CARTERSVILLE, GA

Past

February 22, 2005 - December 31, 2005

LANE MULLINAX, CFP, CFS, CRPS

RIA

CRD#: 131990

CARTERSVILLE, GA

Past

August 16, 2004 - December 31, 2004

LANE MULLINAX, CFP, CFS, CRPS

RIA

CRD#: 131990

CARTERSVILLE, GA

Past

November 20, 2003 - July 13, 2004

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

September 18, 1999 - December 12, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CARTERSVILLE, GA

Past

August 2, 1991 - December 12, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 2, 1991 - December 12, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 14, 1989 - August 19, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 14, 1989 - August 19, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 3, 1989 - November 6, 1989

CARDINAL SECURITIES CORPORATION

CRD#: 10521

Past

February 19, 1986 - November 6, 1989

CARDINAL SECURITIES CORPORATION

CRD#: 10521

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/6/1997

General Securities Principal Examination

Current Firm

NPV ADVISORY SERVICES, LLC

CRD#: 172497 / SEC#:

Georgia

Registered Investment Advisory firm - (2/3/2017 Approved)

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Contact information

Main Address

1202 N. Tennessee Street Suite 303, Cartersville, GA 30120

Mailing Address

1202 N Tennessee Street Suite 303, Cartersville, GA 30120

Phone number

(770) 617-1036

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Georgia	ERA - Withdrawn	1/13/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth L. Mullinax

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lane Mullinax's CRS (Customer Relationship Summary).

Certified licenses

Experience

NPV ADVISORY SERVICES, LLC

MULLINAX CAPITAL & RETIREMENT PLAN SVCS., LLC

LANE MULLINAX, CFP, CFS, CRPS

LANE MULLINAX, CFP, CFS, CRPS

INVESTACORP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

CARDINAL SECURITIES CORPORATION

CARDINAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1996

Series 7

Date: 2/15/1986

Series 24

Date: 1/6/1997

Current Firm

NPV ADVISORY SERVICES, LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

NPV ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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