RL
Ronald K. Leavitt
CAPSTONE CAPITAL WEALTH ADVISORS
Henderson, NV 89074-7167
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CRD#: 1440782
RL
Professional summary
Ronald Kay Leavitt, who also goes by Ron K Leavitt, is a registered financial advisor currently at CAPSTONE CAPITAL WEALTH ADVISORS located in Henderson, Nevada.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Ronald has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron K Leavitt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RONALD K. LEAVITT IS A SHAREHOLDER OF PREFERRED TRUST COMPANY LLC
2450 ST. ROSE PARKWAY SUITE 210
HENDERSON, NV 89074
PREFERRED TRUST CO LLC IS A CUSTODIAN. IT ALLOWS CLIENTS TO OWN TRADITIONAL AND NON TRADITIONAL ASSETS IN THEIR SELF DIRECTED ACCOUNTS.
RON DOES NOT DEVOTE ANYTHING TO THIS BUSINESS.
HE INVESTED 6/2007 AS A SHAREHOLDER AND IS STILL A SHAREHOLDER. BUT HAS NO SAY IN THE DAY TO DAY OPERATIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Kay Leavitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2009 - Present
CAPSTONE CAPITAL WEALTH ADVISORS
Office #1: 2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167RIA
CRD#: 123764
Henderson, NV
Past
March 7, 2007 - March 22, 2007
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
HENDERSON, NV
Past
March 25, 2003 - December 31, 2004
CAPSTONE CAPITAL WEALTH ADVISORS
RIA
CRD#: 123764
LAS VEGAS, NV
Past
March 25, 2003 - December 31, 2008
CAPSTONE CAPITAL WEALTH ADVISORS
RIA
CRD#: 123764
HENDERSON, NV
Past
August 16, 2002 - December 2, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
HENDERSON, NV
Past
May 1, 2002 - August 21, 2002
SENTRA SECURITIES CORPORATION
RIA
CRD#: 10249
LAS VEGASQ, NV
Past
February 11, 2002 - August 21, 2002
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
September 1, 1987 - February 12, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 20, 1986 - September 23, 1987
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPSTONE CAPITAL WEALTH ADVISORS
BURR-LEAVITT ASSET MANAGEMENT | CAPSTONE CAPITAL WEALTH ADVISORS | CAPSTONE CAPITAL LLC | CAPSTONE CAPITAL GROUP, INC. | CAPSTONE CAPITAL GROUP | CAPSTONE CAPITAL FINANCIAL STRATEGIES | CAPSTONE CAPITAL ASSET MANAGEMENT INC. | CAPSTONE CAPITAL ASSET MANAGEMENT | CAPSTONE CAPITAL
CRD#: 123764 / SEC#: 801-108040
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)California
Registered Investment Advisory firm - (1/7/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)Texas
Registered Investment Advisory firm - (12/8/2017 Terminated)Utah
Registered Investment Advisory firm - (12/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(4/8/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CC
CAPSTONE CAPITAL WEALTH ADVISORS
BURR-LEAVITT ASSET MANAGEMENT | CAPSTONE CAPITAL WEALTH ADVISORS | CAPSTONE CAPITAL LLC | CAPSTONE CAPITAL GROUP, INC. | CAPSTONE CAPITAL GROUP | CAPSTONE CAPITAL FINANCIAL STRATEGIES | CAPSTONE CAPITAL ASSET MANAGEMENT INC. | CAPSTONE CAPITAL ASSET MANAGEMENT | CAPSTONE CAPITAL
CRD#: 123764 / SEC#: 801-108040
RIA
Registered Investment Advisory firm - (8/4/2016 Approved)California
Registered Investment Advisory firm - (1/7/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)Texas
Registered Investment Advisory firm - (12/8/2017 Terminated)Utah
Registered Investment Advisory firm - (12/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167
Mailing Address
Phone number
(702) 433-7588
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 360,484,106 |
Red Flags
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