Alfred A. Sansobrino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Anthony Sansobrino was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1986. Alfred had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - November 28, 2012
ECHOTRADE LLC
April 27, 2006 - October 21, 2011
ECHOTRADE LLC
February 12, 2003 - February 14, 2003
BREEZY SECURITIES, INC.
August 20, 2002 - October 15, 2003
DOMESTIC SECURITIES, INC.
October 5, 1995 - March 4, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 4, 1988 - January 29, 1996
SMITH NEW COURT, INC.
January 6, 1986 - March 16, 1988
CARL MARKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/1/1998
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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