Marcia A. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcia Ann Erickson, who also goes by Marcia Ann Konkle, was a registered financial professional .
Marcia is a previously registered financial professional and started their career in finance in 1986. Marcia had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2010 - December 31, 2014
SCOTT SCHULTZ CLOSED-END FUNDS, INC.
October 1, 2007 - July 1, 2015
CALTON & ASSOCIATES, INC.
May 18, 2004 - July 1, 2015
CALTON & ASSOCIATES, INC.
July 28, 2000 - May 14, 2004
LASALLE ST SECURITIES, L.L.C.
March 16, 1987 - July 28, 2000
INVESTORS BROKERAGE SERVICES, INC.
September 26, 1986 - December 9, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTT SCHULTZ CLOSED-END FUNDS, INC.
CRD#: 121993 / SEC#: 801-62418
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
