Jeffrey David Rubin
CFP®Professional Summary
Jeffrey David Rubin, CFP® is a registered financial advisor currently at IPIC, INC. located in Keene, New Hampshire. Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 4 firms and has passed the Series 63, Series 6, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Credentials
Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Current Firm
IPIC, INC.
Contact Information
Main Address
Keene, NHPhone Number
(603) 313-9914# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
75AUM (Assets Under Management)
$14,009,500Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
State Registrations and Notice Filings
(8/1/1995)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1993About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1995About the Series 26 examSimilar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey David Rubin's CRS (Customer Relationship Summary).
Similar Advisors
EDWARD JONES
KATZ CAPITAL ADVISORS
RBC CAPITAL MARKETS, LLC
NVEST FINANCIAL, LLC