Louis C. Passauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Charles Passauer was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1986. Louis had worked at 5 firms and has passed the Series 66, SIE, Series 87, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - February 28, 2018
IBERIA CAPITAL PARTNERS L.L.C.
March 22, 2006 - July 9, 2010
HOWARD WEIL INCORPORATED
May 24, 2004 - January 31, 2006
PAN-AMERICAN FINANCIAL ADVISERS
April 5, 2004 - April 1, 2005
PAN-AMERICAN INVESTMENT ADVISERS, INC.
June 3, 1986 - December 31, 1990
SCHARFF & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
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