Barney N. Barnato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barney Norman Barnato, who also goes by Barney N Barnato, was a registered financial professional .
Barney is a previously registered financial professional and started their career in finance in 1985. Barney had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2009 - May 10, 2017
ALAMO CAPITAL
July 2, 2009 - May 10, 2017
ALAMO CAPITAL
June 11, 2007 - December 17, 2008
TORREY PINES SECURITIES, INC.
July 28, 2006 - December 17, 2008
TORREY PINES SECURITIES, INC.
June 14, 2006 - December 31, 2007
BAR CAPITAL MANAGEMENT, LLC
June 14, 2006 - December 30, 2009
BARNATO CAPITAL MANAGEMENT, LLC
June 17, 2005 - July 24, 2006
BROOKSTREET SECURITIES CORPORATION
April 19, 2005 - July 24, 2006
BROOKSTREET SECURITIES CORPORATION
July 8, 1997 - April 27, 2005
UBS FINANCIAL SERVICES INC.
November 26, 1996 - April 27, 2005
UBS FINANCIAL SERVICES INC.
September 29, 1995 - November 22, 1996
PACIFIC GENESIS GROUP, INC.
December 17, 1985 - September 29, 1995
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
