John C. Walendowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Walendowski was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2018 - January 6, 2022
FINANCIAL SERVICES OF AMERICA ADVISORS
January 12, 1998 - December 20, 2006
QUESTAR CAPITAL CORPORATION
October 28, 1992 - August 27, 1997
MARINER FINANCIAL SERVICES, INC.
December 16, 1989 - October 23, 1992
LPL FINANCIAL LLC
January 15, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
April 3, 1986 - January 15, 1987
RADFORD CAPITAL CORPORATION
Primary Firm SEC Registration
FINANCIAL SERVICES OF AMERICA ADVISORS
CRD#: 286251 / SEC#: 801-120474
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL SERVICES OF AMERICA ADVISORS
CRD#: 286251 / SEC#: 801-120474
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,687 |
| AUM (Assets Under Management) | $ 396,180,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
