Gayle A. Williams
Professional summary
Gayle Anne Williams, who also goes by Gayle Anne Ferrucci, Gail A Williams, Gayle A Williams, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Warwick, Rhode Island.
Gayle is registered as a RR (Registered Representative) and started their career in finance in 1992. Gayle has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gayle Anne Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 15 Alfred Street, Warwick, RI 02889September 16, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
October 15, 1993 - August 5, 2003
VOYA FINANCIAL PARTNERS, LLC
June 22, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Warwick, RI 02889TRUST BUT VERIFY
Monitor Gayle Williams
Get automatic monthly alerts on:
