Steven M. Feinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Matthew Feinstein, who also goes by Steven M Feinstein, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 3 firms and has passed the Series 63 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1992 - July 22, 1993
CLG INVESTMENT COMPANY, INC.
November 30, 1988 - November 30, 1990
ABN AMRO SECURITIES LLC
April 25, 1986 - December 1, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLG INVESTMENT COMPANY, INC.
CRD#: 10141 / SEC#: , 8-27045
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
